SFC reprimands and fines BNP Paribas Wealth Management $4 million

The SFC’s investigation found that at the material time, the monetary benefits, including charges, mark-ups and fees, received by BNPPWM from around 2,300 client transactions exceeded the levels it represented in its documentation provided to the cl


Westpac accused of bullying Sydney manager

She said the bullying behaviour included "shouting, demeaning behaviour, retrospective changes to her performance reviews, victimisation and instructions not to make any further complaints" about the bullying.


Storm Financial heads breached law: court

The Townsville-based company's strategy backfired badly on thousands of customers during the global financial crisis with many losing their entire life savings and homes.